Trust your gut. If after fully understanding what your manager is requesting and you intuitively know that the act is unethical, explain to your boss why you feel uncomfortable following the directive. Focus on creating a more ethical approach to solve the problem.
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Apr 17, 2014 · Here’s what you can do. So, what can you do about your unethical boss? Politely say no. Now is not the time to hurl forth a heated stream of righteous indignation your manager’s way about what an immoral jerk he is. Nope. Instead, something like “Hmmm …
Jul 06, 2017 · When your boss puts you in a situation that compromises your ethics, none of the options seem particularly great. Go along with the unethical behavior and …
Dec 01, 2017 · Key Points. • If you see, experience, or suspect an ethics breach at your employer, gather and document your facts and questions, check the issue escalation policy, and then talk privately to your immediate supervisor and the chief compliance officer. • Question what you’ve seen, but don’t be accusatory or self-righteous.
Probably the best thing to do is gather evidence, then blackmail your boss for a higher wage. Of course the ethical thing to do would be to take the evidence to the proper authorities. 107 views ·
File a complaint. If things get really bad, you may want to have a chat with someone in HR (assuming you aren’t the top person in HR). If there is no one else, and you have good reason to believe your boss’s boss is fine with the status quo, you might want to consider filing a complaint outside the company (and consulting an attorney). Of course, a step this drastic can have major consequences, so make sure your ducks are in a row first. And that brings me to …
If things get really bad, you may want to have a chat with someone in HR (assuming you aren’t the top person in HR). If there is no one else, and you have good reason to believe your boss’s boss is fine with the status quo, you might want to consider filing a complaint outside the company (and consulting an attorney).
Fear — You fear that standing in opposition to your boss will cost you something you hold dear, such as your boss’ approval, coveted assignments, a promotion, or even your job.
And of all the ways a boss can cross the line, one of the most troublesome is when he or she requests that we compromise our ethical code.
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The truth is, HR folks get their ethics tested on a regular basis. However, that doesn’t make it easy to deal with.
If you feel a request would violate either of these, you have an obligation to express your concerns before agreeing to take any action. If you’re pressed to follow through with the request, simply say no and explain your reasoning.
When a supervisor asks you to do something you don’t want to do, it’s always challenging to walk the line of honoring your values and being professional.
Share with your boss what you think the task is so that you are 100% clear about her request. Saying it aloud before acting on it may also help your manager see why and how she’s put you in an uncomfortable position. If, after repeating it, you’re still expected to carry out the request and you’re feeling apprehensive, speak up. Clearly, tell your boss–face-to-face is best–why you’re not cool with it.
If your idea is rejected, continue to stand your ground and explain that you’re hopeful that you can find a way to work together to develop another way of dealing with the issue.
If you’re pressed to follow through with the request, simply say no and explain your reasoning. Just be prepared to stick to your guns and suffer the consequences. A healthy organization will look at the full context of a situation before taking action.
If you find yourself in this awkward situation, one of the most powerful strategies you can deploy is asking probing questions. Skilled conflict mediators know that digging for information about the other person’s agenda, interests, and needs increases the chance of arriving at a favorable solution.
You’re demonstrating that you make informed, measured decisions. Using psychologically disarming questioning ensures neither side becomes defensive and helps you set the stage for a fruitful back-and-forth dialogue with your boss.
When your boss puts you in a situation that compromises your ethics, none of the options seem particularly great. Go along with the unethical behavior and you become complicit. Report it to a higher-up or outside organization and you could face retaliation.
It could be a compliance officer, general counsel, auditor or someone in human resources. It could be the person one or two levels up from your boss.
In many cases, it’s likely the boss hadn’t considered his or her request unethical. Citing specific reasons for your objection could help them see why the request is unreasonable — or could solidify that yes, they really do want you to do something you’re not willing to do.
You might also need to ask: If I complain, will anyone care or will anything change? If you think management would want to sweep your complaint under the rug, assuming the risks of complaining internally might not be worth it.
You could even try one last staunch refusal as an ultimatum.
Nearly all the experts we spoke to suggested that if you do properly report a suspected problem internally and are subsequently fired—especially if you believe your employer is retaliating against you—your best action is to hire an employment lawyer. “They can help you determine if your termination was actionable enough to bring a case or claim,” says Feiman.
Remember to ask hiring managers about the firm’s ethical culture, issue resolution practices, and what happens when problems arise, notes Robbins. Ask how the firm addressed the financial crisis of 2008–2009, and use the interview to probe. If those questions are held against you, that is a huge red flag.
When a prospective employer asks you why you’ve left the previous firm or are seeking to move, Feiman recommends being honest and testing the new waters. “Mention that you are seeking a new perch because you were not comfortable with the thoroughness of compliance at your previous/current firm, and then gauge the reaction,” he says. Is that met with shock and dismay or with open arms and approval? As you get closer to getting an offer, it’s OK to ask to speak to the new firm’s chief compliance officer. That conversation can provide insight into how the firm views ethics.
If you are reporting your suspicion to a compliance officer and also your manager, be certain to tell your manager that you are elevating or have already reported the matter to compliance on your own but want to make them aware of this, advises John Robbins, CFA, former chief compliance officer, Wealth and Institutional Services, at M&T Bank of Wilmington, Delaware. “You need to sound the alarm and to inform both.”
If you suspect some type of a breach has taken place, there are a number of decisions to be made, including whether to report up the chain of command, seek the ear of a chief compliance officer, or go directly to a top executive.
If you have reported what you believe to be a significant breach or problematic activity, you must then decide whether to stay or leave the company. This is particularly important if management or the company fails to address significant identified infractions, elects to ignore or dismiss them, or excuses them away by responding “Everyone is doing this.” If a regulator should instigate an investigation, an employee can become embroiled in the matter and be seen as culpable.
Consider using a non-threatening approach to voice your concerns. “You can always approach a situation with a ‘what if’ scenario and not use the names” of people who may be involved, explains Moscony.
Doing so can help clarify the situation and determine why undesirable practices are occurring. If confronting the perpetrator fails or if doing so would be unreasonable, it is important to consider the possible consequences of reporting concerns to HR or management. Choosing to address cases of unethical behavior takes careful planning and courage but doing so may keep your organization out of serious trouble and help you sleep better at night.
Both Detert and Gentile agree that the best way to address unethical practices is to first discuss your concern with the perpetrator. Do realize that this does not apply in very severe cases. They explain the importance of initiating dialogue with the perpetrator by expressing concern and asking questions that will help clarify the situation. Confronting the perpetrator with accusations and blame is ill advised and not productive. It is important to remember that the perpetrator may be acting out of fear or under the direction of their superiors. They may need outsider prospective to truly grasp the unethical reality of their actions. The article explains that addressing unethical behavior in a constructive manner may result in the perpetrator reanalyzing his/her actions. You may be able to help the perpetrator find an ethical way to address his/her dilemma.
People may have mixed reactions when they witness unethical behavior at work. Some will want to act immediately by confronting the perpetrator or discussing concerns with HR personnel. On the other hand, some people may have doubts or fears about speaking up.
Before responding to a case of unethical behavior, it is important to weigh the pros and cons of doing so. Gallo states that it is important to consider whether speaking up will help the organization as a whole.
If addressing concerns with the perpetrator fails and your organization does not act appropriately when unethical behavior is reported, you can be put in a very troubling situation. Understandably, many people remain silent in these circumstances so that they can keep their job and provide for their family.
He shares that the survey found that people were hesitant to report unethical behavior for four main reasons: knowledge that doing so would make it harder to work with the perpetrator, fear of damaging their own career, fear of not being taken seriously, or lack of knowledge about how to address concerns.
Confronting the perpetrator with accusations and blame is ill advised and not productive. It is important to remember that the perpetrator may be acting out of fear or under the direction of their superiors. They may need outsider prospective to truly grasp the unethical reality of their actions. The article explains that addressing unethical ...
When the authors of Crucial Accountability gave an online survey to more than 900 working people in 2013, the three most common unethical workplace behaviors cited were taking credit for someone else’s work, indulging in extra long breaks and calling in sick when actually well. One-third of the respondents reported having witnessed at least one of these violations the week prior to participating the survey.
Include in your code of ethics instructions about how to report unethical behavior. For example, set up an anonymous ethics hotline as well as a clear protocol for reporting, such as requesting a private meeting with the appropriate manager or supervisor.
If your business lacks robust HR support, it's critical for employees to have an easy way to report their concerns and for your company to put in place policies, protocol and training related to unethical behavior. Entrepreneurs can take the following steps to proactively address unethical behavior at work:
At large businesses, a human resources department or manager can provide a way for employees to voice their concerns about unethical behavior of colleagues and provide policies, procedures and training. At smaller businesses with few resources and little or no HR support, creating an avenue for reporting or disclosing unethical behavior is challenging, as is putting in place the proper guidance for addressing such behavior.
A code of ethics establishes the values that are important to a business and creates a common framework for understanding the boundaries within the organization. Codes of ethics should be written in broad, idealistic terms to communicate the company’s ethical vision, yet be succinct enough to be contained in a values statement.
Keeping the code updated is an important step in keeping a company’s ethics top of mind. Each year, share copies of the code of ethics with every employee or communicate it through a brown bag lunch and learn or workshop.
Ensure that your employees confirm their understanding of the code by requiring them to sign a form of acknowledgement afterward. In doing so, you’ll proactively set up an atmosphere, reinforced by both formal and informal measures, that promotes the values you’ve set forth.